Australia: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

A Pre-Christmas Update From ASIC: New RG 181 And What AFSL Holders Need To Know

The revised ASIC guide materially expands the conflicts management obligation & sets out clearer, principles-based guidance for AFSL holders.

Australia Finance

HR

Holding Redlich

Asic Rep 828: the risks of running a retail CFD business

ASIC's REP 828 notes improved CFD compliance but flags continued scrutiny of monitoring, data use, product risk, wholesale classification & distribution oversight.

Australia Finance

HN

Holley Nethercote

Liquidity provider agreements and trade reporting – things to take into account

Collaboration with your liquidity providers & other counterparties is key to ensuring your regulatory transaction reporting is accurate.

Worldwide Finance

TRAction

Supreme Court grants leave for share and option transfer in landmark section 444GA judgment

This decision confirms that section 444GA can be utilised to achieve a transfer of shares in circumstances where the transaction provides for value to be paid to shareholders.

Australia Finance

CC

Corrs Chambers Westgarth

Updates proposed to the Regulatory Reporting Framework for India

Worldwide Finance

TRAction

Issues raised by ASIC and their solutions

Australia Finance

TRAction

Insight Alert: Global FSR Outlook 2026 – The Human Element

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

How TRAction's Extraction, Enrichment And Logic Ensure Good Data Lineage

Worldwide Finance

TRAction

Are Cryptocurrency CFDs reportable under ASIC?

Australia Finance

TRAction

Funds Update - 23 January 2026

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Can A Holding Company Be Liable For Its Subsidiary's Debts?

Australia Finance

SL

Stonegate Legal

ASIC enforcement action: Industry funding levy

Australia Finance

SG

Sophie Grace Pty Ltd

Complaints data reporting to ASIC

Australia Finance

SG

Sophie Grace Pty Ltd

Retail client questionnaires – are you making the same mistakes?

Australia Finance

SG

Sophie Grace Pty Ltd

Funds Update - 9 January 2026

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

AI is now a WHS issue in NSW. Are employers ready?

Australia Employment

CG

Clifford Gouldson Lawyers

Contract Repudiation: What Exactly Is It?

Australia Commercial

SL

Stonegate Legal

Employment Relations Podcast #46 – Safety In The Workplace: Drug And Alcohol Testing And Policies

Australia Employment

PA

Piper Alderman

Podcast: SMSFs With CGW – What Is Happening With Division 296 Tax? (Tax On Large Superannuation Balances)

CG

Cooper Grace Ward

See more

Related Country Guides

Alternative Investment Funds

Capital Adequacy/BASEL

Supreme Court grants leave for share and option transfer in landmark section 444GA judgment

This decision confirms that section 444GA can be utilised to achieve a transfer of shares in circumstances where the transaction provides for value to be paid to shareholders.

Australia Finance

CC

Corrs Chambers Westgarth

Australian Sustainable Finance Taxonomy: Market Insights From World-first Pilot Program

Australia is testing the Taxonomy in practice with some of the country's largest financial institutions.

Australia Finance

CC

Corrs Chambers Westgarth

What to do when the derivative instrument's underlier has no ISIN under EMIR

This article discuss how to populate the ISIN.

Australia Finance

TRAction

ESMA's assessment of the MiFID Trade Reporting Framework

Australia Finance

TRAction

Is reporting at ‘position level' allowed for all EMIR Derivatives?

Australia Finance

TRAction

Should OSFI Rethink AT1 Capital Requirements, Particularly For Federal Credit Unions?

Australia Finance

TL

Torys LLP

Are you taking reasonable steps to ensure your authorised representatives do not accept conflicted remuneration?

Australia Finance

SG

Sophie Grace Pty Ltd

Operational Resilience – Predicting The Unpredictable

Worldwide Finance

HS

Herbert Smith Freehills Kramer LLP

The 2019 EU Securitisation Regulations And The Australian RMBS Market

Australia Commercial

MB

Mayer Brown

See more

Debt Capital Markets

Supreme Court grants leave for share and option transfer in landmark section 444GA judgment

This decision confirms that section 444GA can be utilised to achieve a transfer of shares in circumstances where the transaction provides for value to be paid to shareholders.

Australia Finance

CC

Corrs Chambers Westgarth

Can A Holding Company Be Liable For Its Subsidiary's Debts?

A holding company is not automatically liable for the debts of its subsidiaries, even where it exercises control or operates as part of an integrated corporate group.

Australia Finance

SL

Stonegate Legal

Global Bank Review 2025

Over the past year, one truth has become unmistakably clear for the banking industry: managing complexity is not a transient state; it is simply the air the modern bank must breathe.

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

When Caution Becomes Commitment: Lessons From The Mayne Pharma MAC Decision

Australia Finance

BP

Bennett & Philp Lawyers

Virtual Power Purchase Agreements (VPPAs)

Worldwide Finance

TRAction

Private Debt Surges Past $224 Billion, Marking A New Era Of Financial Momentum In Australia

Australia Finance

AM

Alvarez & Marsal

Australian Private Debt Market Review 2025

Australia Commercial

AM

Alvarez & Marsal

Australian Sustainable Finance Taxonomy: Market Insights From World-first Pilot Program

Australia Finance

CC

Corrs Chambers Westgarth

The Roses Have Wilted And Only A Few Less Thorns—Australia's Finalised Third Party Debt Test Guidance

AM

Alvarez & Marsal

See more

Charges, Mortgages, Indemnities

Australian Sustainable Finance Taxonomy: Market Insights From World-first Pilot Program

Australia is testing the Taxonomy in practice with some of the country's largest financial institutions.

Australia Finance

CC

Corrs Chambers Westgarth

Professions And Financial Lines Brief - Latest Decisions October 2025

A roundup of the latest court decisions touching on breach of warranty, the interpretation of "any one loss" and how conditional arbitration clauses interact with ongoing BI claims.

Australia Finance

K

Kennedys

Blackbird Swoops In Effort To Extinguish Secured Creditor's Rights Under DOCA

This case is a reminder that creditors should carefully identify and assess any restrictions imposed on enforcement of security interests under a DOCA.

Australia Finance

CC

Corrs Chambers Westgarth

A guide to lender securities in Australia - What borrowers & lenders need to know

Australia Finance

BP

Bartier Perry

Funds Update - 26 September 2025

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Buy Or Rent? Why The Australian Dream Might Be Due For A Makeover

Australia Real Estate

FC

FTI Consulting

M&A Review: Market insights & outlook for 2026

Australia Finance

HR

Holding Redlich

Green Finance In The Australian Commercial Property Market

Australia Finance

PA

Piper Alderman

2025 Banking Code of Practice - key changes affecting lenders and borrowers

Australia Finance

BP

Bartier Perry

See more

Financial Services

A Pre-Christmas Update From ASIC: New RG 181 And What AFSL Holders Need To Know

The revised ASIC guide materially expands the conflicts management obligation & sets out clearer, principles-based guidance for AFSL holders.

Australia Finance

HR

Holding Redlich

Asic Rep 828: the risks of running a retail CFD business

ASIC's REP 828 notes improved CFD compliance but flags continued scrutiny of monitoring, data use, product risk, wholesale classification & distribution oversight.

Australia Finance

HN

Holley Nethercote

Liquidity provider agreements and trade reporting – things to take into account

Collaboration with your liquidity providers & other counterparties is key to ensuring your regulatory transaction reporting is accurate.

Worldwide Finance

TRAction

Supreme Court grants leave for share and option transfer in landmark section 444GA judgment

Australia Finance

CC

Corrs Chambers Westgarth

Issues raised by ASIC and their solutions

Australia Finance

TRAction

Insight Alert: Global FSR Outlook 2026 – The Human Element

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

How TRAction's Extraction, Enrichment And Logic Ensure Good Data Lineage

Worldwide Finance

TRAction

NSW Expands Surveillance Powers And Introduces Public Interest Protections

Australia Criminal

KG

K&L Gates LLP

ASIC enforcement action: Industry funding levy

Australia Finance

SG

Sophie Grace Pty Ltd

See more

Latest Videos

See more

Insights into the Australian Economic Environment in 2023

CP

Cathro & Partners

Monitoring your Licence Number through Google Alerts

SG

Sophie Grace Pty Ltd

Signing loan documents electronically

BP

Bennett & Philp Lawyers

It Depends – Trustee member rules for SMSFs

CG

Cooper Grace Ward

Streaming series | An introduction - what is mine streaming?

NR

Norton Rose Fulbright Australia

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