Article
22 Oct 2026
DOJ’s New Fraud Division Issues Corporate Enforcement Directive
RANKINGS
This author falls within the Top 20% for their listed topics and industry categories. Based on Mondaq users readership, this author is ranked as VERY POPULAR in United States
AUTHORS CONTENT
Article
18 Sep 2026
SEC Risk Alert Highlights Common Deficiencies In Investment Adviser Annual Compliance Reviews
Article
24 Aug 2026
SEC Proposes Regulation Crypto Assets: A Tailored Offering Framework For Crypto Investment Contracts
Article
11 Aug 2026
CFTC Targets George Santos For Manipulative Trading In State Of The Union Event Contract
Article
07 Aug 2026
Wave Of Recent “Vishing” Attacks Target Hedge Funds And Other Financial Services Firms
Article
24 Jun 2026
Both Sides Receive Skepticism From Ninth Circuit In SEC v. Panuwat Oral Argument
Article
22 Jun 2026
CFTC Proposes New Framework For Regulating Prediction Markets
Article
11 Jun 2026
Supreme Court Says SEC Need Not Show Investors Lost Money To Obtain Disgorgement
Article
10 Jun 2026
CFTC Advances Framework For Perpetual Contracts And 24/7 Markets
Article
08 Jun 2026
DOJ And CFTC Bring New Insider Trading Cases In Prediction Markets
Article
27 May 2026
The CFTC Resets Its Cooperation Framework: New Advisory Creates Clear Path To Declination
Article
22 May 2026
CFTC Receives Extensive Feedback On Prediction Markets Rulemaking
Article
20 May 2026
SEC Submits Plan To Rescind 'No-Deny' Settlement Policy
Article
09 Apr 2026
The CFTC Is Watching: Enforcement Director Outlines New Priorities
Article
26 Mar 2026
SEC And CFTC Issue Guidance On The Applicability Of Federal Securities Laws To Crypto Assets And Blockchain Activities
Article
20 Mar 2026
CFTC Issues Guidance And Advanced Notice Of Proposed Rulemaking Relating To Prediction Markets
Article
10 Mar 2026
SEC Charges Credit Fund Adviser Over Principal Transaction Pricing Practices
Article
06 Mar 2026
SEC Division Of Enforcement Publishes Revised Enforcement Manual
Article
04 Mar 2026
SDNY Rules Communications With A Public Generative AI Platform Are Not Protected By Attorney-Client Privilege Or Work Product Doctrine
Article
26 Feb 2026
The Supreme Court (Again) Takes Up SEC Disgorgement Powers