Article
05 Feb 2026
SEC Targets Investment Advisory Agreements In Recent Enforcement Settlement
AUTHORS CONTENT
Article
29 Jan 2026
Looking Ahead: Asset Manager M&A In 2026
Article
10 Sep 2024
Past Political Contributions Matter: Recent SEC Settlement Highlights The "Look-Back" Provision And Strict Liability Nature Of The SEC's Pay-To-Play Rule
Article
11 Jul 2024
SEC Political Contributions Rule Refresher
Article
01 Jul 2024
Private Fund Managers Alert: New Filing Deadlines And Current Regulatory Focus Areas
Article
01 Jun 2024
SEC Marketing Rule Update: Risk Alert Pinpoints Examination Findings To Date
Article
15 Mar 2024
Marketing Rule FAQ – Impact Of Subscription Lines Of Credit On Presentation Of Net IRRs
Article
03 Nov 2023
SEC Division Of Examinations Releases 2024 Examination Priorities – What Private Fund Managers Should Know
Article
27 Jun 2023
SEC Marketing Rule Update: Additional Focus Areas In Examinations
Article
23 Jun 2023
SEC Form PF Reporting Changes Effective Dec. 11, 2023, And June 11, 2024
Article
20 Jan 2023
The SEC's Staff Issues A New Marketing Rule FAQ On Net Performance Requirements
Article
23 Nov 2022
SEC Proposes Service Provider Oversight Regime For Investment Advisers
Article
05 Oct 2022
SEC Custody Rule Update: Takeaways From Recent Enforcement
Article
05 Oct 2022
SEC Marketing Rule Update: What Private Fund Advisers Should Be Thinking About As The November 4 Compliance Date Approaches
Article
05 Oct 2022
SEC Pay-To-Play Rule Update: Recent SEC Enforcement Activity And What It Means For The November Midterms