Christopher S. Avellaneda

SEC Targets Investment Advisory Agreements In Recent Enforcement Settlement

2024 Benchmark Survey Of Financial Services Transactions Between US Financial Services Providers And Foreign Persons (Form BE-180) – Due July 31, 2025

Past Political Contributions Matter: Recent SEC Settlement Highlights The "Look-Back" Provision And Strict Liability Nature Of The SEC's Pay-To-Play Rule

Private Fund Managers Alert: New Filing Deadlines And Current Regulatory Focus Areas

SEC Marketing Rule Update: Risk Alert Pinpoints Examination Findings To Date

Marketing Rule FAQ – Impact Of Subscription Lines Of Credit On Presentation Of Net IRRs

SEC Division Of Examinations Releases 2024 Examination Priorities – What Private Fund Managers Should Know

SEC Marketing Rule Update: Additional Focus Areas In Examinations

SEC Form PF Reporting Changes Effective Dec. 11, 2023, And June 11, 2024

The SEC's Staff Issues A New Marketing Rule FAQ On Net Performance Requirements

SEC Custody Rule Update: Takeaways From Recent Enforcement

SEC Marketing Rule Update: What Private Fund Advisers Should Be Thinking About As The November 4 Compliance Date Approaches