Article 09 Feb 2026 SEC And CFTC Announce Joint 'Project Crypto' Initiative At Historic Harmonization Event United States Finance
Article 08 Jan 2026 A Leaner CAT For 2026: SEC Mulls Proposed $55–$73 Million Cost Reduction United States Finance
Article 28 Oct 2025 SEC's Strategic Shift To Expand Retail Investors' Access To Private Assets Provides New Opportunities: An Overview And Key Considerations United States Finance
Article 20 Oct 2025 If It's Broken, Please Fix It: The CFTC Proposes To Resolve Compliance Challenges For Swap Dealers United States Finance
Article 15 Oct 2025 From Enforcement To Empowerment: SEC Chairman Paul Atkins Charts A New Regulatory Approach For Digital Assets United States Finance
Article 23 Sep 2025 Setting The (Generic) Standard: SEC Clears The Path For Listing Commodity-Based And Crypto ETPs United States Technology
Article 12 Aug 2025 SEC Approves In-Kind Creation And Redemption For Crypto Exchange-Traded Products United States Technology
Article 07 Aug 2025 A CAT-astrophic Funding Model? Court Sends SEC Back To The Drawing Board United States Finance
Article 30 Jul 2025 FINRA Aligns CAT Timestamp Requirements With SEC Relief And Extension To 2030 United States Finance
Article 29 Jul 2025 Texas Court Stays CAT Class Action, But Reporting Must Continue United States Finance
Article 22 Jul 2025 AI For Broker-Dealers And Investment Advisers: Legal And Regulatory Considerations United States Technology
Article 08 Jul 2025 CFTC's FCM FAQ Aims To Guide New Market Entrants But Adds No New Obligations United States Finance
Article 18 Jun 2025 SEC Requests Stay Of CAT-Related Class Action Proceedings United States Litigation
Article 16 Jun 2025 On The Hot Seat: Brian Quintenz Faces Senate Spotlight In CFTC Confirmation Hearing United States Finance
Article 04 Jun 2025 Can There Be Only One? The CFTC Faces An Unprecedented Moment With Potentially One Commissioner United States Finance