Anne Choe

SEC Raises Qualified Client Thresholds: Implications For Registered Funds And Private Funds

SEC Proposes Blue Sky Preemption And Shelf Registration Reform Significantly Impacting Non-Traded BDCs, REITs And Registered Closed-End Funds

Open-End Registered Funds Get A Seat At The Table: SEC Staff Extends Co-Investment Relief To All Registered Funds

SEC Proposes Form PF Changes That Would Provide Welcome Relief To Many Private Fund Sponsors

SEC Division Of Examinations Announces 2026 Examination Priorities

SEC Staff Issues No-Action Relief To Simpson Thacher Concerning The Use Of State-Chartered Trust Companies As Custodians Of Crypto Assets Under The Advisers Act And 1940 Act

SEC Drops First Ever Liquidity Rule Suit Against Mutual Fund Adviser And Officers And Trustees

Up Next From The SEC: Increased Co-Investment Flexibility

SEC Staff Provides Welcome Relief For Performance Information In Marketing Materials