Patrick Smith

The Supreme Court Rejects Further Limits On SEC Disgorgement

Broker-Dealer Liability Risks In Elder Financial Exploitation Cases

Will History Repeat Itself? Peering Into The Past To Predict The Next Four Years Of CFTC Enforcement Actions

The SEC Lives On Under New Leadership — What To Expect

Financial Services Industry Year In Review: Regulatory Enforcement And Litigation Trends In 2021 And Beyond

Market Trading Trends: Expect Regulatory Guidance To Accelerate

The State Of Futures: Emerging Trends And Enforcement Priorities

Recent Developments In Global Securities Litigation