China: Commodities/Derivatives/Stock Exchanges

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

PRC Financial Regulation Annual Report (2026) Securities And Futures

The China Securities Regulatory Commission (CSRC) issued the Implementation Opinions on the Capital Market’s Role in Advancing the “Five Key Areas” of Finance, focusing on serving new quality...

FP

Fangda Partners

AI企业赴港上市的机遇与最新动向分析

随着人工智能技术的飞速发展及其在各领域的深度融合...

JT

Beijing Jincheng Tongda & Neal Law Firm

"十不准"视角下的大宗商品虚假贸易法律风险防控要点

近年来，国有企业在经济下行、业绩承压的背景下，纷纷开展大宗商品业务，实现扩应收...

JT

Beijing Jincheng Tongda & Neal Law Firm

Reflections On The New Rules For Overseas Listings By PRC Domestic Companies (III)

Many listing applicants are in the process of overseas listing now. What are they most concerned about after the promulgation of the New Rules is the impact of these New Rules on the process of overseas listing.

China Commercial

TS

Commerce & Finance Law Offices

CSRC Released The Provisions On Futures Program Trading

LO

Llinks Law Offices

Internationalization Of SHFE Rules, Granting More Access To Overseas Participants

LO

Llinks Law Offices

PRC Financial Regulation: Annual Report (2024) - Securities And Futures

China Commercial

FP

Fangda Partners

NFRA Issued Margin Rules For Non-Centrally Cleared Derivatives Transactions Of Financial Institutions

SY

Shanghai YaoWang Law Offices

PRC Financial Regulation: Annual Report 2024 - General

FP

Fangda Partners

The Rise Of Panda Bonds: Enhancing International Investments In China's Bond Market From An Offshore Perspective

Worldwide Finance

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Appleby

Latest Opinions On Development Of Futures Market

JY

Jia Yuan Law Offices

沪港通、深港通北向交易中境外投资者面临的投资资格与信息披露等问题分析

China Government

AB

AnJie Broad Law Firm

China outbound investment: Trends and outlooks.

A

Acclime

视点：船舶修造企业特殊资产在破产程序中的处置问题 ——海事海商X破产系列文章（五）

China Insolvency

AB

AnJie Broad Law Firm

英国毕业生签证最新要求和新规解析｜UK Graduate Visa Rules & Requirements (Video)

China Immigration

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Latitude Law

The Latest On China's Policy Re Crypto Currencies And RWA Tokenization

China Technology

FP

Fangda Partners

国企定向减资操作流程及法律风险防范

China Commercial

JT

Beijing Jincheng Tongda & Neal Law Firm

从"自律"到"法定"：《私募投资基金信息披露监督管理办法》的变革与实务应对

JT

Beijing Jincheng Tongda & Neal Law Firm

信用证下倒签与顺签及重复签发纸质提单和电放提单（surendered Bills Of Lading）的法律后果：浙江省高级人民法院二审"宁波南衡进出口有限公司与株式会社新韩银行信用证纠纷案"判决书简述与点评

China Commercial

JT

Beijing Jincheng Tongda & Neal Law Firm

上市公司股票强制执行实务要点

答：《关于人民法院民事执行中查封、扣押、冻结财产的规定》明确指出："不得明显超标的额查封、扣押、冻结"。《关于在执行工作中进一步&#

China Commercial

AB

AnJie Broad Law Firm

《上市公司独立董事管理办法》之亮点及思考

2001 年，中国证监会发布《关于在上市公司建立独立董事制度的指导意见》，要求上市公司全面建立独立董事制度。该制度施行二十多年来，...

China Commercial

AB

AnJie Broad Law Firm

People's Republic Of China: Csrc Promulgated New Bond Issuance Guidelines

The China Securities Regulatory Commission (CSRC) promulgated two sets of guidelines in relation to bond issuance on 20 June 2023.

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K&L Gates LLP

双碳与ESG专题系列（一）：编制ESG报告的要点

又是一年财报季。在碳达峰和碳中和的宏观背景下，各大上市公司在披露财报的同时，也竞相公布了自己的ESG（Environmental, Social and Governance）报告。

China Commercial

AB

AnJie Broad Law Firm

MOU Of ETF Products Between China And Singapore Exchanges

KG

K&L Gates LLP

Filing-based System For Overseas Listing (IV) – Legal Verification

China Commercial

HK

Han Kun Law Offices

Filing-based System For Overseas Listing (II) – Indirect Listing

HK

Han Kun Law Offices

境外上市备案新时代系列（二） — 境内企业间接境外上市篇

HK

Han Kun Law Offices

Webinar: Opening-up Of China's Financial Sector: A Focus On Investment Management And Fintech

Worldwide Finance

FP

Fangda Partners

Highlights Of The Draft Revisions To The IPO System

HK

Han Kun Law Offices

全面实行股票发行注册制专题（一）：未来可期 — 全面实行股票发行注册制改革正式启动

HK

Han Kun Law Offices

A Brighter Future: Registration-based Share Offering Reform

HK

Han Kun Law Offices

Validity Of Pre-IPO VAM Agreements In China

China Commercial

JG

Jingtian & Gongcheng

Futures And Derivatives Legislation In China

China Insolvency

HC

Horizons Corporate Advisory Co Ltd

全面实行股票发行注册制专题（一）：未来可期 — 全面实行股票发行注册制改革正式启动

2023年2月1日，中国证券监督管理委员会（"中国证监会"）就《首次公开发行股票注册管理办法》等主要制度规则草案向社会公开征求意见。同日，

HK

Han Kun Law Offices

A Brighter Future: Registration-based Share Offering Reform

On February 1, 2023, the China Securities Regulatory Commission ("CSRC") started soliciting public feedback on the draft Administrative Measures for the Registration of Initial Public Offerings...

HK

Han Kun Law Offices

Validity Of Pre-IPO VAM Agreements In China

A secret pre-IPO agreement containing a valuation adjustment mechanism (VAM) has been declared invalid by the Shanghai High People's Court lately, arousing concerns...

China Commercial

JG

Jingtian & Gongcheng

Futures And Derivatives Legislation In China

The Futures and Derivatives Law of the People's Republic of China was adopted by the National People's Congress on April 20th and is effective from August 1, 2022.

China Insolvency

HC

Horizons Corporate Advisory Co Ltd

Meeting Broader Market Demand - New Futures And Derivatives Law Takes Effect In China

MB

Mayer Brown

Foreign Companies Segway To Listing In China

Ninebot Limited, an electric scooter producer backed by Xiaomi Corporation recently became the first-ever company to list Chinese Depositary Receipts ("CDRs") ...

China Commercial

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Maples Group

중국 상하이시 푸동혁신그룹, 지식재산권 증권 발행

2020년 9월 9일, 중국 상하이시 푸동혁신그룹(浦东科创集团)...

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Kangxin

The Storm Is Coming, Where Can The Greater China Issuers Go?

The Stock Exchange of Hong Kong Limited (the "Exchange") is one of the most popular and active stock exchanges in the world with over HK$300 billion raised in 2019.

Worldwide Finance

WL

Withers LLP

关联交易金额怎么算？——保险公司关联交易管理办法与深交所关联交易规则对比分析

《保险公司关联交易管理办法》（以下简称"《管理办法》"）施行以来，实际操作中如何执行相关规定一直以来困扰很多保险机构。而上市公司&#

AB

AnJie Broad Law Firm

The Rise Of Equity Capital Markets In Greater China

AG

Akin Gump Strauss Hauer & Feld LLP

Brief Introduction Of E-Contract Of PRC Civil Code

China Commercial

HI

HFG Law & Intellectual Property

从"稻花香"案看商标法中"通用名称"的认定

K

Kangxin

解析《证券法》施行日落地新政

China Commercial

DO

DeHeng Law Offices

境外上市研究系列：H股"全流通"小结

China Commercial

DO

DeHeng Law Offices

A股分拆科创板上市的监管要点探析 ——以A股、港股分拆/类分拆科创板为视角

China Commercial

DO

DeHeng Law Offices

简析新冠疫情对境内企业近期赴港上市的影响

DO

DeHeng Law Offices

新冠肺炎疫情下上市公司信息披露的应对措施

China Commercial

DO

DeHeng Law Offices

再议"同股不同权"公司A股IPO

China Commercial

DO

DeHeng Law Offices

《证券法》要点解读（下）

China Commercial

DO

DeHeng Law Offices

《证券法》要点解读（上）

China Commercial

DO

DeHeng Law Offices

Wholly Foreign-Owned Futures Companies Allowed In China After January 1, 2020

China Commercial

NR

Norton Rose Fulbright Canada LLP

Valuation Insights – Greater China Edition Third Quarter 2019

Da

Duff and Phelps

Offshore Listing Vehicles To Benefit From The Shanghai - London Stock Connect

A

Appleby

新规解读——科创公司重大资产重组之"特别规定"

China Commercial

DO

DeHeng Law Offices

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