Ireland: Financial Services

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Article
MiFID Compliance Function Assessment Checklist
The Central Bank of Ireland has published findings from its thematic assessment of MiFID Investment Firms' compliance functions, identifying critical weaknesses in succession planning, training programmes, monitoring effectiveness, and board documentation. Firms must now conduct comprehensive self-assessments against Article 22 of the MiFID II Delegated Regulation and ESMA Guidelines, addressing any gaps through proactive remediation while ensuring their compliance functions support consumer protection stan
Ireland Finance
M
Matheson
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