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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Funds Update - 20 February 2026

On 10 February 2026, the Federal Government released a consultation paper on its proposed reforms to enhance the oversight and governance of managed investment schemes (MISs)...

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Private credit obligations – ASIC guidance

ASIC released a catalogue of key obligations for private credit funds, following its report on Australia's capital markets.

Australia Finance

SG

Sophie Grace Pty Ltd

AFS Licensees On Notice – Serious And Repeated Failures Can Lead To Cancellation Of Your AFSL

In recent case ASIC cancelled AFS Licence for serious failures in meeting its compliance obligations.

Australia Finance

SG

Sophie Grace Pty Ltd

AFCA updates its response guide for claim delay complaints

Updated guide forms outline information that must be provided when preparing a response to an unresolved complaint after internal dispute resolution.

Australia Finance

B

Barry Nilsson

Cybersecurity Enforcement Intensifies: Lessons From FIIG Securities' $2.5m Compliance Penalty

Australia Finance

CC

Corrs Chambers Westgarth

The anatomy of a regulation

Worldwide Finance

TRAction

Private Credit – Recent regulatory interest and lessons for fund managers

Australia Finance

SG

Sophie Grace Pty Ltd

Non-concessional MIT income: is your staple ready for life without relief?

Australia Finance

CC

Corrs Chambers Westgarth

Funds Update - 6 February 2026

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

A Pre-Christmas Update From ASIC: New RG 181 And What AFSL Holders Need To Know

Australia Finance

HR

Holding Redlich

Asic Rep 828: the risks of running a retail CFD business

Australia Finance

HN

Holley Nethercote

Liquidity provider agreements and trade reporting – things to take into account

Worldwide Finance

TRAction

Supreme Court grants leave for share and option transfer in landmark section 444GA judgment

Australia Finance

CC

Corrs Chambers Westgarth

Updates proposed to the Regulatory Reporting Framework for India

Worldwide Finance

TRAction

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Webinars

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Recorded on 20 Jan 2026 | 3:00 PM

2026 Canadian In-House Counsel Report: Unparalleled Insights into Canada's In-House Profession from CBA In-House Lawyers

TC

CBA In-House Lawyers

Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Related Country Guides

Alternative Investment Funds

Securitization & Structured Finance

Recent Regulatory And Market Developments In The US That May Affect The Australian RMBS Market

Regulatory and market developments in the US residential mortgage-backed securities space often make their way into the Australian market

Australia Finance

MB

Mayer Brown

Blackbird Swoops In Effort To Extinguish Secured Creditor's Rights Under DOCA

This case is a reminder that creditors should carefully identify and assess any restrictions imposed on enforcement of security interests under a DOCA.

Australia Finance

CC

Corrs Chambers Westgarth

Case note: Synergy Construct Australia Pty Ltd v GSA North Terrace Pty Limited ATF GSA North Terrace Unit Trust [2025] SASCA 72 (Synergy)

The decision serves as a case study of the circumstances when a principal can make a claim in relation to bank guarantees provided as security.

Australia Finance

P

PCL Lawyers

A Bad Weekend for Deemed Service: Roberts Co (NSW) Pty Ltd v Sharvain Facades Pty Ltd (Administrators Appointed)

Australia Finance

PA

Piper Alderman

LEI Status Requirements

Worldwide Commercial

TRAction

FSG relief – what's in it for me?

Australia Finance

HN

Holley Nethercote

Victorian Government endorses recommendations to amend Security of Payment Act

Australia Real Estate

CC

Corrs Chambers Westgarth

A step-by-step guide to Facility Agreements—Part 1

Australia Finance

MC

McMahon Clarke

FAR-Reaching Reforms On Track To Expand BEAR

Australia Finance

JD

Jones Day

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Asset Finance

Supreme Court grants leave for share and option transfer in landmark section 444GA judgment

This decision confirms that section 444GA can be utilised to achieve a transfer of shares in circumstances where the transaction provides for value to be paid to shareholders.

Australia Finance

CC

Corrs Chambers Westgarth

ASIC enforcement – Responsible lending

Court found that Money3 failed to make reasonable inquiries about the living expenses of the consumers, including failing to verify their living expenses.

Australia Finance

SG

Sophie Grace Pty Ltd

Australian Sustainable Finance Taxonomy: Market Insights From World-first Pilot Program

Australia is testing the Taxonomy in practice with some of the country's largest financial institutions.

Australia Finance

CC

Corrs Chambers Westgarth

Is XAU/USD Classed As FX Or Commodity For Reporting?

Australia Finance

TRAction

A guide to lender securities in Australia - What borrowers & lenders need to know

Australia Finance

BP

Bartier Perry

The big issue with issuing – Can it be done without holding an AFSL?

Australia Finance

HN

Holley Nethercote

ASIC floats IPO reforms to revitalise public markets

Australia Finance

CG

Cooper Grace Ward

What to do when the derivative instrument's underlier has no ISIN under EMIR

Australia Finance

TRAction

Embracing Arbitration For Australian Financial Services Disputes

Australia Finance

CC

Corrs Chambers Westgarth

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Project Finance/PPP & PFI

Avoiding Trade Reporting Penalties

Main focus for reporting entities should be on prompt and accurate reporting and notification of errors or issues with their trade reporting to their regulators.

Worldwide Finance

TRAction

Beneath The Surface: Making Up The Deficit - The Critical Minerals Strategic Reserve And Australia's Unrealised Critical Minerals Production Potential

In April 2025, the Albanese Government pledged A$1.2 billion to establish a Critical Minerals Strategic Reserve (Strategic Reserve).

Australia Government

KL

Herbert Smith Freehills Kramer LLP

Landholder duty decision ignites concern for real estate funds

The VCAT decision had implications for certain types of capital raisings for land rich entities such as real estate funds.

Australia Finance

MC

McMahon Clarke

Money talks – reporting convergence across project finance and capital raising

Australia Finance

MR

McCullough Robertson

GENEX Meet BESS Challenges And Opportunities

Australia Energy

HS

Herbert Smith Freehills Kramer LLP

Equator Principles (EPs) for project finance

Australia Finance

NR

Norton Rose Fulbright Australia

Project Bank Accounts (PBAs): What local governments need to be aware of

Australia Finance

HL

HHG Legal Group

The collapse of the Ralan group and pre-sale deposits – Key messages for financiers

Australia Finance

MR

McCullough Robertson

Green Bonds Series: Part 4 – When green bonds go brown

Australia Finance

CC

Corrs Chambers Westgarth

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Charges, Mortgages, Indemnities

Australian Sustainable Finance Taxonomy: Market Insights From World-first Pilot Program

Australia is testing the Taxonomy in practice with some of the country's largest financial institutions.

Australia Finance

CC

Corrs Chambers Westgarth

Professions And Financial Lines Brief - Latest Decisions October 2025

A roundup of the latest court decisions touching on breach of warranty, the interpretation of "any one loss" and how conditional arbitration clauses interact with ongoing BI claims.

Australia Finance

K

Kennedys

Blackbird Swoops In Effort To Extinguish Secured Creditor's Rights Under DOCA

This case is a reminder that creditors should carefully identify and assess any restrictions imposed on enforcement of security interests under a DOCA.

Australia Finance

CC

Corrs Chambers Westgarth

A guide to lender securities in Australia - What borrowers & lenders need to know

Australia Finance

BP

Bartier Perry

Funds Update - 26 September 2025

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Buy Or Rent? Why The Australian Dream Might Be Due For A Makeover

Australia Real Estate

FC

FTI Consulting

M&A Review: Market insights & outlook for 2026

Australia Finance

HR

Holding Redlich

Green Finance In The Australian Commercial Property Market

Australia Finance

PA

Piper Alderman

2025 Banking Code of Practice - key changes affecting lenders and borrowers

Australia Finance

BP

Bartier Perry

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Latest Videos

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Mortgagee in possession?

CP

Cathro & Partners

The Sophie Grace Portal is now live! ACLs - Do you need an ACL?

SG

Sophie Grace Pty Ltd

Signing loan documents electronically

BP

Bennett & Philp Lawyers

It Depends – What is an SMSF?

CG

Cooper Grace Ward

Streaming series | Intercreditor arrangements

NR

Norton Rose Fulbright Australia

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