United Kingdom: Commodities/Derivatives/Stock Exchanges

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

On The Cusp Of UK Prospectus Regime Change—what The FCA's July Policy Statement Means For Bonds (Podcast)

The Financial Conduct Authority's (FCA) Policy Statement PS25/9 finalises the rulebook that will govern UK prospectuses under the Public Offers and Admissions to Trading Regulations 2024.

United Kingdom Finance

AO

A&O Shearman

Financial List Finds Claim For Declaratory Relief Brought By Ultimate Beneficial Owners Of Loan Notes Against Issuer Is Arguable

The Financial List has allowed the claim of certain ultimate beneficial owners (UBOs) of loan notes to continue against the issuer of the notes, where the UBOs are seeking a declaration...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

UK SMCR Overhaul: Understanding The FCA, PRA And HM Treasury's Proposals For Reform

Since its inception in 2016, the Senior Managers and Certification Regime (SMCR) has served as a cornerstone of the UK's financial services regulatory landscape, designed to enhance...

United Kingdom Finance

AO

A&O Shearman

The Genius Act And Other US Legislative Developments Concerning Cryptocurrency

President Trump on July 18 signed the Guiding and Establishing National Innovation for U.S. Stablecoins Act (the "Genius Act") into law...

United Kingdom Technology

KL

Herbert Smith Freehills Kramer LLP

FCA Launches Consultation Paper On The UK SI Framework For Bonds And Derivatives And Discussion Paper On Equity Markets

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

What do everyday brands have in common with complex financial instruments?

United Kingdom Finance

TRAction

High Court Dismisses US$21m Claim For Mistaken Payments Made To A Commodities Trader In Fraudulent Trade Finance Scheme

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Rewiring The Financial Regulatory System: The Leeds Reforms And Mansion House 2025 Speech

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

FCA Publishes Final Rules For Public Offers And Admission To Trading Regime

United Kingdom Finance

AO

A&O Shearman

Upper Tribunal Upholds FCA Decision Against Former CEO And CFO Of Listed Bank For Being Knowingly Concerned In Listing Rules Breach

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

One Person's Trash Is Another Person's Treasure: ESMA's Final Report On The UCITS Eligible Assets Directive

United Kingdom Finance

TS

Travers Smith LLP

Agency Law And Derivative Claims: A New Way To Make APP Fraud Claims Work?

United Kingdom Commercial

QC

Quadrant Chambers

87.1% of listed companies use derivatives - more than just banks and brokers

United Kingdom Finance

TRAction

Great Fund Insights: Navigating NAV Issues In Open-Ended Real Estate Funds During Economic Challenges

United Kingdom Finance

AO

A&O Shearman

A Practitioner's Perspective: Four Keys To Success For A AssS-To-AI Transition

United Kingdom Technology

A

AlixPartners

Upcoming Immigration Rule Changes From July 2025: What You Need To Know (25 June 2025)

United Kingdom Immigration

DL

Duncan Lewis & Co Solicitors

UK Creative Worker Visa: Key Requirements (Video)

United Kingdom Immigration

L

Latitude Law

DORA Delegated Regulation On Threat-Led Penetration Testing Published In Official Journal

European Union Finance

KM

Katten Muchin Rosenman LLP

Requirements For Skilled Worker Visa Settlement (Video)

United Kingdom Immigration

L

Latitude Law

Beware The Risks Associated With The Investigram Trading Platform - Legal Considerations For Investors

In recent years, the rise of online trading-related scams has caused increasing concern among investors. One platform frequently mentioned in user reports is Investigram, which, despite maintaining ...

United Kingdom Finance

GP

Giambrone & Partners

Council Of The EU Agrees Position On PSD3

Yesterday afternoon, the Council of the European Union (EU) took a significant step forward in modernising the EU's payment services framework by formally agreeing on its negotiating mandate...

European Union Finance

AO

A&O Shearman

EATM: Clearing The Way For Market Participants

A year on from its announcement of a European Agent-Trustee Model (EATM) for client clearing...

European Union Finance

M

Macfarlanes LLP

Monthly Regulatory Newsletter – May 2025

Our May 2025 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place last month in the UK, the EU and the US.

Worldwide Finance

RQ

RQC Group

Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

United Kingdom Finance

CJ

CJC Ltd

It's About T-IME: Reviewing The Proposed Reforms Of The UK Investment Manager Exemption

United Kingdom Finance

D

Dechert

Whose Instructions? The Use Of Quincecare And Derivative Action To Recover Losses From Fraud

United Kingdom Criminal

M

Macfarlanes LLP

How Much Should Retail Banks Spend On Digital And AI? How Much Is Enough?

United Kingdom Finance

A

AlixPartners

The London Stock Exchange's Discussion Paper On The Future Of AIM

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Euro Stumbles As ECB's Lagarde Warns Of Tariff Risks To Growth

European Union Finance

IG

IR Global

Investment Management Update - May 2025

United Kingdom Finance

M

Macfarlanes LLP

Beyond The Forest: Navigating The EU's Deforestation Rules

European Union Finance

PR

Proskauer Rose LLP

Monthly Regulatory Newsletter – April 2025

United Kingdom Finance

RQ

RQC Group

U.K. Regulators Seek To Improve Margin Requirements For Non-Centrally Cleared OTC Derivatives

United Kingdom Finance

AO

A&O Shearman

Investment Management Update - May 2025

This publication has been tailored to highlight topical news, cases and changes in the law impacting the investment management sector.

United Kingdom Finance

M

Macfarlanes LLP

Beyond The Forest: Navigating The EU's Deforestation Rules

On 15 April 2025, the European Commission (the "Commission") released new simplification measures relating to the EU Deforestation Regulation ("EUDR")...

European Union Finance

PR

Proskauer Rose LLP

Monthly Regulatory Newsletter – April 2025

Our April 2025 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place last month in the UK, the EU and the US.

United Kingdom Finance

RQ

RQC Group

U.K. Regulators Seek To Improve Margin Requirements For Non-Centrally Cleared OTC Derivatives

The U.K. Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) recently launched a joint consultation on proposed amendments to the margin requirements for non-centrally cleared derivatives.

United Kingdom Finance

AO

A&O Shearman

SFDR 1.5: A New Set Of RTS?

United Kingdom Finance

D

Dechert

FCA Fines London Metal Exchange In First Enforcement Action Against RIE

In a significant milestone for regulatory enforcement, on 19 March 2025 the UK Financial Conduct Authority (FCA) fined the LME £9.24m for failing to manage extreme volatility...

United Kingdom Finance

M

Macfarlanes LLP

A Smarter Regulator – The FCA's Shift In Approach

The UK Financial Conduct Authority (FCA) has set out its commitment to "become a smarter regulator" – one that is predictable, purposeful and proportionate.

United Kingdom Finance

AO

A&O Shearman

Listing On Aquis Stock Exchange

A guide to completing an IPO or other admission to the main market or growth market of the Aquis Stock Exchange.

United Kingdom Finance

LS

Laytons

Rebalancing Risk And Building Trust: The FCA's New Five Year Strategy

The UK Financial Conduct Authority (FCA) has published its strategy for the next five years and it has a very different tone and objective to the three-year strategy it shared in 2022.

United Kingdom Finance

AO

A&O Shearman

Monthly Regulatory Newsletter – February 2025

United Kingdom Finance

RQ

RQC Group

February 2025 Regulatory Round-Up

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

NatWest Derivatives Judgement

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

UK Financial Insights From Katten | Issue 19

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

UK Bankers' Remuneration Reform: Individual Accountability

United Kingdom Finance

AO

A&O Shearman

FCA Publishes Policy Statement On UK's Commodity Derivatives Regulatory Framework Reform

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

Bank Of England Invites Applications From Non-banks To Access Repo Facility During Stressed Markets

United Kingdom Finance

TS

Travers Smith LLP

Derivatives: UK Treasury Indefinitely Extends The Clearing Exemption For Pension Schemes

United Kingdom Employment

TS

Travers Smith LLP

EMIR 3.0 Will Come Into Force On 24 December 2024 – What Does This Mean For Users Of Derivatives?

United Kingdom Finance

TS

Travers Smith LLP

Key Issues When Negotiating And Navigating Restrictive Covenants (Podcast)

United Kingdom Employment

AO

A&O Shearman

EMIR 3 – Impact On Uncleared OTC Derivatives Markets

European Union Finance

AO

A&O Shearman

The EU Goes For Gold With Its Green Bond Regulation

European Union Finance

AO

A&O Shearman

Annual Affirmation Requirement For Entities Currently Operating Under An Exemption From CPO Or CTA Registration

United Kingdom Finance

RQ

RQC Group

Comprehensive Review Of The Functioning Of Credit Derivatives Determinations Committees

United Kingdom Finance

MB

Mayer Brown

The UK Makes Changes To Post-Trade Transparency Requirements

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

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Latest Videos

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Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

CJ

CJC Ltd

Ukraine Crisis: Ten Key Questions On ... Derivatives (Video)

MB

Mayer Brown

Mining The Markets: Canadian Mining Companies Exploring The London Stock Exchange

GW

Gowling WLG

Episode 2: Successfully Navigating, Negotiating And Executing The Legal Documentation In An IM Project (Video)

MB

Mayer Brown

A History Of Derivatives: From Ancient Mesopotamia To Trading Places (Video Content)

MB

Mayer Brown

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