United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

SRTs In The Resolution Of Failed Banks

Christopher B. Horn, Jed Miller, Daniel Meade, Ivan Loncar, Kathryn Borgeson, Chris Van Heerden and Christina Mille have authored a new Cadwalader memorandum examining the treatment of significant risk transfers (SRTs) in the resolution of failed banks.

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Colorado Files Opposition To Plaintiffs' Rehearing Petition In Opt-Out Litigation

As we reported previously, a petition for rehearing en banc was filed by the plaintiff bank trade associations in National Association of Industrial Bankers v. Weiser.

United States Finance

BS

Ballard Spahr LLP

Regulatory Monitoring

BaFin published its yearly update on its report regarding Risks in BaFin's Focus, accompanied by a press release.

United States Finance

AO

A&O Shearman

Regulatory Monitoring: EU Version

The ESRB published a second summary compliance report assessing the implementation of recommendation ESRB/2019/18 on the exchange and collection of information for macroprudential purposes...

European Union Finance

AO

A&O Shearman

CFTC Issues No-action Relief For Private Fund Managers Pending Potential Reinstatement Of Significant CPO Registration Exemption

United States Finance

AO

A&O Shearman

FDIC Creates New Office To Handle Appeals Of Material Supervisory Determinations

United States Finance

BS

Ballard Spahr LLP

Domestically Controlled REIT Ownership Update: Proposed Regulations Would Remove Domestic Corporation Look-through Rule

United States Finance

SR

McDermott Will & Schulte

New OFSI Decision Gives Best Guidance Yet On Sanctions Due Diligence

United States Finance

BC

Bryan Cave Leighton Paisner

AIFMD 2.0 Digest: Investor Disclosures And Reporting (Podcast)

United States Finance

PR

Proskauer Rose LLP

How Does The FCA Tackle Non-financial Misconduct, I.e. Discrimination, Harassment And Similar?

United States Finance

KM

Katten Muchin Rosenman LLP

SEC And CFTC Announce Joint 'Project Crypto' Initiative At Historic Harmonization Event

United States Finance

KM

Katten Muchin Rosenman LLP

US Treasury's Outbound Investment Security Program: Lessons And Insights

Worldwide Finance

SR

McDermott Will & Schulte

Coming Thursday February 12: A First Look At New York's FAIR Business Practices Act — Straight From The AG's Office

United States Finance

BS

Ballard Spahr LLP

Inside Year One: Finance Developments Under A New Administration

United States Finance

BS

Ballard Spahr LLP

December 2025 Crypto Update: New Changes And Challenges In U.S. Regulation Of Digital Assets

United States Technology

B

Benesch Friedlander Coplan & Aronoff LLP

The Empty Chair At Johannesburg: What It Says About US Power

United States International

SJ

Steptoe LLP

The X Factor In Mediation Success: Why A Consistent Client Experience (CX) Fosters Trust

United States Litigation

J

JAMS

Congress Proposes Major Overhaul Of WARN: What Employers Need To Know About The Fair Warning Act

United States Employment

PR

Proskauer Rose LLP

Beyond Checkmate: Lessons From Chess In The Art Of Mediation

United States Litigation

J

JAMS

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Related Country Guides

Project Finance

Banking Regulation

Capital Adequacy/BASEL

NCUA Issues 2026 Supervisory Priorities Letter Emphasizing Safety, Soundness, And Risk-Focused Examinations

On January 14, the NCUA issued a letter outlining its supervisory priorities and examination program updates for 2026. The letter emphasizes risk-focused supervision, continued reliance on defined-scope examinations...

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Prudential Regulation In 2026: Priorities In Capital, Ring-fencing, Recovery And Resolution, And Operational Resilience Requirements

The Basel Committee on Banking Supervision (BCBS) continues to encourage full, timely and consistent adoption and implementation of the Basel standards.

Worldwide Finance

AO

A&O Shearman

Cheat Sheet—FCA's New Targeted Support Regime—other Frequently Asked Questions (FAQs)

This will not be permitted at the outset but the Treasury will review the position in due course.

United States Consumer

AO

A&O Shearman

Art Basel Miami Beach: An Art Appraiser's Perspective

United States Finance

SH

Shook, Hardy & Bacon

OCC And FDIC Rescind Interagency Leveraged Lending Guidance

United States Finance

WS

Winston & Strawn LLP

Federal Banking Agencies Finalize The ESLR Rule, With Some Adjustments

United States Finance

DW

Davis Wright Tremaine

How Regulatory Change Is Reshaping Global Lending

United States Finance

WL

World Law Group

Federal Banking Agencies Propose Lower Community Bank Leverage Ratio Requirements

United States Finance

DW

Davis Wright Tremaine

3 Recent Regulatory Developments Relevant To The EU And UK Securitisation Markets

Worldwide Commercial

ST

Simpson Thacher & Bartlett

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Debt Capital Markets

Debt's Grip: What Consumer Bankruptcy Reveals About Financial Risk In America (Podcast)

On this episode of the Ballard Spahr Consumer Finance Monitor Podcast, we examine consumer debt and bankruptcy through the lens of Debt's Grip: Risk and Consumer Bankruptcy...

United States Insolvency

BS

Ballard Spahr LLP

Liability Management Exercises: Bandage Or Bridge To Recovery?

Once an arcane corner of the capital markets, liability management exercises (LMEs) have become a mainstream restructuring tool.

United States Insolvency

AC

Ankura Consulting Group LLC

Finance Teams That Harness AI Will Lead The Next Wave Of Business Collaboration

The CFO's role has evolved from a back-office steward to a strategic change agent, requiring finance to collaborate more closely with every department.

United States Technology

R

Riveron

SEC And CFTC Announce Joint 'Project Crypto' Initiative At Historic Harmonization Event

United States Finance

KM

Katten Muchin Rosenman LLP

Revitalizing U.S. Capital Markets: The Case For State-Led Reform

United States Commercial

FL

Foley & Lardner

Treasury Dusts Off The Rulebook For Sovereign Wealth Funds

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Debt Download - January 2026

United States Finance

GP

Goodwin Procter LLP

Market Analysis: 10 Trends Affecting Global Private Markets For 2026

Worldwide Commercial

SR

McDermott Will & Schulte

Avoiding Pitfalls As Litigation Finance Takes Off

United States Litigation

SR

McDermott Will & Schulte

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Charges, Mortgages, Indemnities

Inside Year One: Finance Developments Under A New Administration

A year into President Trump's second term, policy signals from Washington are increasingly influencing capital allocation, underwriting assumptions, and sector-level opportunity.

United States Finance

BS

Ballard Spahr LLP

DFPI Orders Mortgage Lender To Pay $160,000 For Alleged Unlicensed Mortgage Loan Originator Activity

On December 31, the DFPI entered into a consent order with a residential mortgage lender to resolve allegations of unlicensed mortgage loan origination activity under the California Financing Law...

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Supreme Court Hears Arguments Regarding President Trump's Attempt To Remove Lisa Cook From The Fed Board Of Governors

The U.S. Supreme Court recently heard oral arguments in Trump v. Cook, involving the issue of whether the President may remove Lisa Cook as a member of the Board of Governors of the Federal Reserve Board.

United States Litigation

BS

Ballard Spahr LLP

Can You Convert A Conventional Loan To An FHA Loan After The Contract Is Signed?

United States Real Estate

MA

Minchella & Associates

Mortgage Banking Update - January 23, 2026

United States Finance

BS

Ballard Spahr LLP

New Statutory Accounting Guidance Permits "Look-Through" Treatment For Residential Mortgage Loans Held By Insurers In Qualifying Statutory Trusts

United States Finance

MB

Mayer Brown

New York Finalizes CRA-Style "Equitable Access" Rules For Mortgage Bankers

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

AGs' Interest In Capital One Savings Pays Off For Consumers

United States Finance

CO

Cozen O'Connor

US NAIC Fall 2025 National Meeting Highlights: Investment-Related Highlights

United States Insurance

MB

Mayer Brown

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Financial Services

Debt's Grip: What Consumer Bankruptcy Reveals About Financial Risk In America (Podcast)

On this episode of the Ballard Spahr Consumer Finance Monitor Podcast, we examine consumer debt and bankruptcy through the lens of Debt's Grip: Risk and Consumer Bankruptcy...

United States Insolvency

BS

Ballard Spahr LLP

SRTs In The Resolution Of Failed Banks

Christopher B. Horn, Jed Miller, Daniel Meade, Ivan Loncar, Kathryn Borgeson, Chris Van Heerden and Christina Mille have authored a new Cadwalader memorandum examining the treatment of significant risk transfers (SRTs) in the resolution of failed banks.

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Finance Teams That Harness AI Will Lead The Next Wave Of Business Collaboration

The CFO's role has evolved from a back-office steward to a strategic change agent, requiring finance to collaborate more closely with every department.

United States Technology

R

Riveron

Colorado Files Opposition To Plaintiffs' Rehearing Petition In Opt-Out Litigation

United States Finance

BS

Ballard Spahr LLP

Regulatory Monitoring

United States Finance

AO

A&O Shearman

Regulatory Monitoring: EU Version

European Union Finance

AO

A&O Shearman

CFTC Issues No-action Relief For Private Fund Managers Pending Potential Reinstatement Of Significant CPO Registration Exemption

United States Finance

AO

A&O Shearman

FDIC Creates New Office To Handle Appeals Of Material Supervisory Determinations

United States Finance

BS

Ballard Spahr LLP

Domestically Controlled REIT Ownership Update: Proposed Regulations Would Remove Domestic Corporation Look-through Rule

United States Finance

SR

McDermott Will & Schulte

See more

Latest Videos

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Implications Of The CFPB's Proposed Rule Under The Equal Credit Opportunity Act (Podcast)

MB

Mayer Brown

Navigating Compliance Challenges: SEC Exams, Enforcement, Marketing Rule, And AI Trends (Video)

LS

Lowenstein Sandler

The Who, When And How Of The New UK Prospectus And Public Offer Rules From An Equity Perspective (Podcast)

AO

A&O Shearman

AIFMD 2.0 Digest: What's Next For Non-EU Managers? (Podcast)

PR

Proskauer Rose LLP

Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

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