United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Fitting Private Markets Into 401(k) Plans (Podcast)

Private markets have long been reserved for pensions, endowments, and the wealthy. Now policymakers in the US, UK, and EU are opening these markets to ordinary retirement savers.

United States Finance

GP

Goodwin Procter LLP

2026 FFA Annual Conference Recap

Loeb sent its largest team yet to the 2026 Fund Finance Association's (FFA's) annual conference, and we weren't alone, as the 3000+ attendees set a new record in the conference's 15th edition.

United States Finance

LL

Loeb & Loeb LLP

SEC Watch: Monthly Takeaways For Asset Managers - February 2026

The Supreme Court agreed to hear Sripetch v. SEC to resolve a circuit split over the SEC's disgorgement authority. Specifically, SCOTUS will decide if the Commission must show identifiable investor harm to seek disgorgement in enforcement proceedings.

United States Finance

ST

Simpson Thacher & Bartlett

Today's Podcast Episode: Debt's Grip: What Consumer Bankruptcy Reveals About Financial Risk In America

On this episode of the Ballard Spahr Consumer Finance Monitor Podcast, we examine consumer debt and bankruptcy through the lens of Debt's Grip: Risk and Consumer Bankruptcy (University of California Press, 2025)...

United States Finance

BS

Ballard Spahr LLP

CFPB Private Education Loan Ombudsman Receives Record Number Of Complaints

United States Finance

BS

Ballard Spahr LLP

FinReg Monthly Update - January 2026

Worldwide Finance

PR

Proskauer Rose LLP

States Oppose OCC Escrow Interest Preemption Proposals

United States Finance

CO

Cozen O'Connor

FINRA Highlights Supervisory Risks And Use Cases For Agentic AI In Financial Services

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Senator Warren Presses CFPB To Use Existing Authorities To Address Credit Card Costs

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Mortgage Banking Update - February 5, 2026

United States Finance

BS

Ballard Spahr LLP

New Jersey AG Announces Comprehensive Disparate Impact Rules

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

SEC - CFTC "Harmonization" Event — What Chairs Atkins And Selig Just Signaled To Digital Asset Markets

United States Finance

AO

A&O Shearman

HUD Revised Foreclosure Bidding Process For FHA Loans

United States Finance

BS

Ballard Spahr LLP

Marc Elovitz Discusses The Latest On The Regulation Of Private Markets On The "Risk And Return With Charlie Gasparino And Bob Sloan" Podcast.

United States Finance

SR

McDermott Will & Schulte

What Foundations And Other Nonprofits Need To Know About The Foreign Agents Registration Act

United States Government

W

WilmerHale

Ohio's New E-Verify Workforce Integrity Act: What Construction Employers Need To Know

United States Immigration

Gs

Green and Spiegel

The Mediation Timing Dilemma: Four Factors Every General Counsel Should Consider

United States Litigation

J

JAMS

401(k) And IRA Contribution Limits For 2026: Retirement Savings, Adjustments For Inflation, And SECURE 2.0 Changes American Taxpayers Must Know About

United States Tax

RS

Rotfleisch & Samulovitch P.C.

How The GENIUS Act Is Reshaping Stablecoin Regulation And Emerging Financial Disputes

United States Litigation

J

JAMS

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Related Country Guides

Banking Regulation

Project Finance

Capital Adequacy/BASEL

Trends In Ship Finance

The ship finance industry continues to evolve in a manner previewed in years past by regulatory action and evolving lender profiles. This Holland & Knight article explores recent trends in traditional bank lending...

United States Transport

HK

Holland & Knight

NCUA Issues 2026 Supervisory Priorities Letter Emphasizing Safety, Soundness, And Risk-Focused Examinations

On January 14, the NCUA issued a letter outlining its supervisory priorities and examination program updates for 2026. The letter emphasizes risk-focused supervision, continued reliance on defined-scope examinations...

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Prudential Regulation In 2026: Priorities In Capital, Ring-fencing, Recovery And Resolution, And Operational Resilience Requirements

The Basel Committee on Banking Supervision (BCBS) continues to encourage full, timely and consistent adoption and implementation of the Basel standards.

Worldwide Finance

AO

A&O Shearman

Cheat Sheet—FCA's New Targeted Support Regime—other Frequently Asked Questions (FAQs)

United States Consumer

AO

A&O Shearman

Art Basel Miami Beach: An Art Appraiser's Perspective

United States Finance

SH

Shook, Hardy & Bacon

OCC And FDIC Rescind Interagency Leveraged Lending Guidance

United States Finance

WS

Winston & Strawn LLP

Federal Banking Agencies Finalize The ESLR Rule, With Some Adjustments

United States Finance

DW

Davis Wright Tremaine

How Regulatory Change Is Reshaping Global Lending

United States Finance

WL

World Law Group

Federal Banking Agencies Propose Lower Community Bank Leverage Ratio Requirements

United States Finance

DW

Davis Wright Tremaine

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Debt Capital Markets

2026 FFA Annual Conference Recap

Loeb sent its largest team yet to the 2026 Fund Finance Association's (FFA's) annual conference, and we weren't alone, as the 3000+ attendees set a new record in the conference's 15th edition.

United States Finance

LL

Loeb & Loeb LLP

Today's Podcast Episode: Debt's Grip: What Consumer Bankruptcy Reveals About Financial Risk In America

On this episode of the Ballard Spahr Consumer Finance Monitor Podcast, we examine consumer debt and bankruptcy through the lens of Debt's Grip: Risk and Consumer Bankruptcy (University of California Press, 2025)...

United States Finance

BS

Ballard Spahr LLP

Cooperation Agreements 101: A Quick Primer On Material Terms And Trends

Use of cooperation agreements by ad hoc groups of lenders has surged to address the risk of being caught on the wrong end of liability management exercises.

United States Insolvency

ABA Business Law Section

Debt's Grip: What Consumer Bankruptcy Reveals About Financial Risk In America (Podcast)

United States Insolvency

BS

Ballard Spahr LLP

Liability Management Exercises: Bandage Or Bridge To Recovery?

United States Insolvency

AC

Ankura Consulting Group LLC

Finance Teams That Harness AI Will Lead The Next Wave Of Business Collaboration

United States Technology

R

Riveron

SEC And CFTC Announce Joint 'Project Crypto' Initiative At Historic Harmonization Event

United States Finance

KM

Katten Muchin Rosenman LLP

Revitalizing U.S. Capital Markets: The Case For State-Led Reform

United States Commercial

FL

Foley & Lardner

Treasury Dusts Off The Rulebook For Sovereign Wealth Funds

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

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Charges, Mortgages, Indemnities

CREF Roundup | Week 6, 2026

The CREF Roundup is a periodic digest of noteworthy developments, insights, and commentary in the world of commercial real estate finance (CREF).

United States Real Estate

FB

FBT Gibbons

Mortgage Banking Update - February 5, 2026

February 5 – Read the newsletter below for the latest Mortgage Banking and Consumer Finance industry news, written by Ballard Spahr attorneys.

United States Finance

BS

Ballard Spahr LLP

HUD Revised Foreclosure Bidding Process For FHA Loans

The U.S. Department of Housing and Urban Development (HUD) recently revised the requirements for bidding at a foreclosure sale and for utilizing Claims Without Conveyance of Title (CWCOT)...

United States Finance

BS

Ballard Spahr LLP

Inside Year One: Finance Developments Under A New Administration

United States Finance

BS

Ballard Spahr LLP

DFPI Orders Mortgage Lender To Pay $160,000 For Alleged Unlicensed Mortgage Loan Originator Activity

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Supreme Court Hears Arguments Regarding President Trump's Attempt To Remove Lisa Cook From The Fed Board Of Governors

United States Litigation

BS

Ballard Spahr LLP

Can You Convert A Conventional Loan To An FHA Loan After The Contract Is Signed?

United States Real Estate

MA

Minchella & Associates

Mortgage Banking Update - January 23, 2026

United States Finance

BS

Ballard Spahr LLP

New Statutory Accounting Guidance Permits "Look-Through" Treatment For Residential Mortgage Loans Held By Insurers In Qualifying Statutory Trusts

United States Finance

MB

Mayer Brown

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Financial Services

Fitting Private Markets Into 401(k) Plans (Podcast)

Private markets have long been reserved for pensions, endowments, and the wealthy. Now policymakers in the US, UK, and EU are opening these markets to ordinary retirement savers.

United States Finance

GP

Goodwin Procter LLP

SEC Watch: Monthly Takeaways For Asset Managers - February 2026

The Supreme Court agreed to hear Sripetch v. SEC to resolve a circuit split over the SEC's disgorgement authority. Specifically, SCOTUS will decide if the Commission must show identifiable investor harm to seek disgorgement in enforcement proceedings.

United States Finance

ST

Simpson Thacher & Bartlett

Weekly Blockchain Blog – Feburary 9, 2026

Fireblocks, a major blockchain infrastructure platform, recently announced "the integration of the Canton Network, the privacy-enabled open blockchain network, purpose-built for institutional finance."

United States Technology

B

BakerHostetler

Today's Podcast Episode: Debt's Grip: What Consumer Bankruptcy Reveals About Financial Risk In America

United States Finance

BS

Ballard Spahr LLP

CFPB Private Education Loan Ombudsman Receives Record Number Of Complaints

United States Finance

BS

Ballard Spahr LLP

FinReg Monthly Update - January 2026

Worldwide Finance

PR

Proskauer Rose LLP

CREF Roundup | Week 6, 2026

United States Real Estate

FB

FBT Gibbons

A Market That Never Sleeps: NYSE Enters The Blockchain Era With 24/7 Trading

United States Technology

LB

Lewis Brisbois Bisgaard & Smith LLP

SDNY's Revised Voluntary Self-Disclosure Program Offers New Carrots

United States Criminal

SA

Skadden Arps Slate Meagher & Flom

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Latest Videos

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Implications Of The CFPB's Proposed Rule Under The Equal Credit Opportunity Act (Podcast)

MB

Mayer Brown

Navigating Compliance Challenges: SEC Exams, Enforcement, Marketing Rule, And AI Trends (Video)

LS

Lowenstein Sandler

The Who, When And How Of The New UK Prospectus And Public Offer Rules From An Equity Perspective (Podcast)

AO

A&O Shearman

AIFMD 2.0 Digest: What's Next For Non-EU Managers? (Podcast)

PR

Proskauer Rose LLP

Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

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