Worldwide: Finance and Banking

Subscribe

Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

States Oppose OCC Escrow Interest Preemption Proposals

A bipartisan coalition of 23 AGs and several state banking regulators submitted a comment letter urging the OCC to withdraw two proposals...

United States Finance

CO

Cozen O'Connor

FINRA Highlights Supervisory Risks And Use Cases For Agentic AI In Financial Services

On January 27, FINRA released a discussion of agentic AI, describing how member firms are beginning to experiment with autonomous AI systems and identifying supervisory considerations associated...

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Senator Warren Presses CFPB To Use Existing Authorities To Address Credit Card Costs

On January 23, the U.S. Senate Committee on Banking, Housing, and Urban Affairs announced that Senator Elizabeth Warren sent a letter to CFPB Acting Director Russell Vought...

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Mortgage Banking Update - February 5, 2026

February 5 – Read the newsletter below for the latest Mortgage Banking and Consumer Finance industry news, written by Ballard Spahr attorneys.

United States Finance

BS

Ballard Spahr LLP

New Jersey AG Announces Comprehensive Disparate Impact Rules

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

SEC - CFTC "Harmonization" Event — What Chairs Atkins And Selig Just Signaled To Digital Asset Markets

United States Finance

AO

A&O Shearman

HUD Revised Foreclosure Bidding Process For FHA Loans

United States Finance

BS

Ballard Spahr LLP

Marc Elovitz Discusses The Latest On The Regulation Of Private Markets On The "Risk And Return With Charlie Gasparino And Bob Sloan" Podcast.

United States Finance

SR

McDermott Will & Schulte

SRTs In The Resolution Of Failed Banks

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Colorado Files Opposition To Plaintiffs' Rehearing Petition In Opt-Out Litigation

United States Finance

BS

Ballard Spahr LLP

Regulatory Monitoring

United States Finance

AO

A&O Shearman

Regulatory Monitoring: EU Version

European Union Finance

AO

A&O Shearman

CFTC Issues No-action Relief For Private Fund Managers Pending Potential Reinstatement Of Significant CPO Registration Exemption

United States Finance

AO

A&O Shearman

FDIC Creates New Office To Handle Appeals Of Material Supervisory Determinations

United States Finance

BS

Ballard Spahr LLP

Signed, Sealed, But Not Delivered? Don't Wonder About Taxes Under New Postal Service Rules

United States Tax

N

Nossaman LLP

Back To School 2025: Title IX Updates And How ADR Can Help Universities Resolve Disputes (Podcast)

United States Litigation

J

JAMS

Food Venture Financing News – Weekly Issue No. 265

United States Healthcare

DW

Davis Wright Tremaine

Ohio's New E-Verify Workforce Integrity Act: What Construction Employers Need To Know

United States Immigration

Gs

Green and Spiegel

What Foundations And Other Nonprofits Need To Know About The Foreign Agents Registration Act

United States Government

W

WilmerHale

See more

Related Country Guides

Banking Regulation

Project Finance

Capital Adequacy/BASEL

Trends In Ship Finance

The ship finance industry continues to evolve in a manner previewed in years past by regulatory action and evolving lender profiles. This Holland & Knight article explores recent trends in traditional bank lending...

United States Transport

HK

Holland & Knight

NCUA Issues 2026 Supervisory Priorities Letter Emphasizing Safety, Soundness, And Risk-Focused Examinations

On January 14, the NCUA issued a letter outlining its supervisory priorities and examination program updates for 2026. The letter emphasizes risk-focused supervision, continued reliance on defined-scope examinations...

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Prudential Regulation In 2026: Priorities In Capital, Ring-fencing, Recovery And Resolution, And Operational Resilience Requirements

The Basel Committee on Banking Supervision (BCBS) continues to encourage full, timely and consistent adoption and implementation of the Basel standards.

Worldwide Finance

AO

A&O Shearman

Cheat Sheet—FCA's New Targeted Support Regime—other Frequently Asked Questions (FAQs)

United States Consumer

AO

A&O Shearman

Art Basel Miami Beach: An Art Appraiser's Perspective

United States Finance

SH

Shook, Hardy & Bacon

OCC And FDIC Rescind Interagency Leveraged Lending Guidance

United States Finance

WS

Winston & Strawn LLP

Federal Banking Agencies Finalize The ESLR Rule, With Some Adjustments

United States Finance

DW

Davis Wright Tremaine

How Regulatory Change Is Reshaping Global Lending

United States Finance

WL

World Law Group

Federal Banking Agencies Propose Lower Community Bank Leverage Ratio Requirements

United States Finance

DW

Davis Wright Tremaine

See more

Asset Finance

U.S. Tax Planning For Israeli Investment In U.S. Real Estate: A Tale Of Scylla And Charybdis

U.S. real estate remains a favored asset class for foreign investment by Israeli residents. With the Israeli shekel currently being relatively strong against the U.S. dollar, investments in the U.S.

United States Real Estate

RP

Ruchelman PLLC

Insights On The NAV Lending Market – Full Year 2023

In the middle of 2023, we conducted an informal, small-scale survey to gather insights from prominent non-bank lenders on their activity in the net asset value (NAV) lending market for the first half of 2023.

United States Finance

PR

Proskauer Rose LLP

Blockchain+ Bi-Weekly

The past two weeks were filled with legislative activity as members of Congress worked to get digital asset legislation through committees prior to Congress going on its August break.

United States Technology

PL

Polsinelli LLP

SEC Adopts Money Market Fund Reforms And Changes To Reporting Requirements For Large Liquidity Fund Advisers

United States Finance

RG

Ropes & Gray LLP

MassMutual Direct Private Investments And MassMutual Asset Finance To Transition To Barings

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Mintz Venture Watch — Volume 2: A Report On Deal Trends From Q3 And Q4 2021

United States Commercial

M

Mintz

NBAA Article Assists Members With Tax Regulations On Meals And Entertainment

United States Transport

HK

Holland & Knight

Sale Or Assignment Of US Government Receivables – FACA Considerations

United States Finance

MB

Mayer Brown

Robare V. SEC: The D.C. Circuit "May" Have Punted On Key Disclosure Question, But Takes Clear Stand On "Willful" Conduct

United States Finance

RG

Ropes & Gray LLP

See more

Debt Capital Markets

Cooperation Agreements 101: A Quick Primer On Material Terms And Trends

Use of cooperation agreements by ad hoc groups of lenders has surged to address the risk of being caught on the wrong end of liability management exercises.

United States Insolvency

ABA Business Law Section

Debt's Grip: What Consumer Bankruptcy Reveals About Financial Risk In America (Podcast)

On this episode of the Ballard Spahr Consumer Finance Monitor Podcast, we examine consumer debt and bankruptcy through the lens of Debt's Grip: Risk and Consumer Bankruptcy...

United States Insolvency

BS

Ballard Spahr LLP

Liability Management Exercises: Bandage Or Bridge To Recovery?

Once an arcane corner of the capital markets, liability management exercises (LMEs) have become a mainstream restructuring tool.

United States Insolvency

AC

Ankura Consulting Group LLC

Finance Teams That Harness AI Will Lead The Next Wave Of Business Collaboration

United States Technology

R

Riveron

SEC And CFTC Announce Joint 'Project Crypto' Initiative At Historic Harmonization Event

United States Finance

KM

Katten Muchin Rosenman LLP

Revitalizing U.S. Capital Markets: The Case For State-Led Reform

United States Commercial

FL

Foley & Lardner

Treasury Dusts Off The Rulebook For Sovereign Wealth Funds

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Debt Download - January 2026

United States Finance

GP

Goodwin Procter LLP

Market Analysis: 10 Trends Affecting Global Private Markets For 2026

Worldwide Commercial

SR

McDermott Will & Schulte

See more

Fund Finance

Market Analysis: 10 Trends Affecting Global Private Markets For 2026

Welcome to the fifth edition of the Private Markets Update, a report in which our cross-border, multidisciplinary team of private capital advisers shares insights on the latest...

Worldwide Commercial

SR

McDermott Will & Schulte

Avoiding Pitfalls As Litigation Finance Takes Off

2025 was a challenging year for the litigation finance market, as fears of tax changes in the Trump administration's One Big Beautiful Bill Act threatened...

United States Litigation

SR

McDermott Will & Schulte

Cadwalader Partners Contribute To Global Legal Insights – Fund Finance 2026

Cadwalader Fund Finance partners have contributed to the 2026 edition of Fund Finance 2026 (also known as the "Pink Book"), the leading legal treatise for the fund finance industry, published by Global Legal Group. Co-Managing partner Wes Misson served as Contributing Editor.

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Structuring Luxury Mixed-Use Hospitality Properties: Getting The Legal Architecture Right

United States Real Estate

MB

Mayer Brown

In A Retreat, CFPB Submits $145 Million Funding Request Following Court Order

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Back By Popular Demand: CFTC Staff Issues No-Action Letter Reviving QEP Exemption For Certain Private Fund Advisers

United States Finance

BC

Bryan Cave Leighton Paisner

Asset-Level Eligibility Series: "Eligible To Be Sold" & Transferability Restrictions

United States Finance

MB

Mayer Brown

Asset-Level Eligibility Series: Governmental Authorities

United States Finance

MB

Mayer Brown

Fund Finance To The Fore

United States Finance

D

Dechert

See more

Latest Videos

See more

Implications Of The CFPB's Proposed Rule Under The Equal Credit Opportunity Act (Podcast)

MB

Mayer Brown

Navigating Compliance Challenges: SEC Exams, Enforcement, Marketing Rule, And AI Trends (Video)

LS

Lowenstein Sandler

The Who, When And How Of The New UK Prospectus And Public Offer Rules From An Equity Perspective (Podcast)

AO

A&O Shearman

AIFMD 2.0 Digest: What's Next For Non-EU Managers? (Podcast)

PR

Proskauer Rose LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More