Worldwide: Compliance

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Business law and corporate law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics that involve business and corporate law produced by specialists working in this area every day.

SEC Staff Statement On Tokenized Securities: New Plumbing, Same Rules

On January 28, 2026, the Divisions of Corporation Finance, Investment Management, and Trading and Markets of the U.S.

United States Commercial

AO

A&O Shearman

At Securities Regulation Institute, SEC Commissioner And Staff Encourage Dialogue With The Agency

Welcome to Goodwin's Public Company Advisory News Roundup, which highlights the latest developments with SEC and stock exchange regulatory activity...

United States Commercial

GP

Goodwin Procter LLP

EPR Packaging Laws Moving From Concept To Compliance

Extended producer responsibility (EPR) laws are increasingly making companies that market, distribute, and sell packaged consumer products responsible for the cost to dispose of the packaging that they place in the market.

United States Environment

MB

Mayer Brown

New California Law Imposes Reporting Requirements On Venture Capital Firms

California is implementing a sweeping new statutory framework that will require venture capital firms and certain other private investment vehicles with a California nexus to collect and report, on an anonymized basis...

United States Commercial

W

WilmerHale

New OFSI Decision Gives Best Guidance Yet On Sanctions Due Diligence

United States Finance

BC

Bryan Cave Leighton Paisner

Why Compliance Monitoring Matters For NY And NJ Businesses

United States Compliance

SH

Scarinci Hollenbeck LLC

Stop The Early MDL Drift: What In-House Counsel Can Do In Week One To Avoid Privilege Chaos Later

United States Litigation

BS

Butler Snow LLP

Key Takeaways From FTC Age Verification Workshop: COPPA Updates May Be On Horizon

United States Privacy

WR

Wiley Rein

Why Your U.S. Distributor Agreement And China Manufacturing Contract Will Eventually Collide (And How To Prevent It)

United States Commercial

HS

Harris Sliwoski

DOJ Criminal Fraud Section 2025 Year In Review: Major Reorganization Confirms Shifting Enforcement Landscape

United States Criminal

M

Mintz

DOJ Whistleblower Programs: How We Got Here

United States Criminal

WS

Winston & Strawn LLP

IRS Finalizes New Group Exemption Rules: What Exempt Organizations Need To Know

United States Tax

TS

Taft Stettinius & Hollister

S6:E6 | SEC Marketing Rule Risk Alert And FAQs—Oh My! | Compliance In Context (Podcast)

United States Commercial

CH

Calfee Halter & Griswold

Outlook 2026: México Laboral

United States Employment

GT

Greenberg Traurig, LLP

What Europe's Renewable Energy Struggles Can Teach U.S. Regulators About Dispute System Design

United States Litigation

J

JAMS

Artificial Intelligence In ADR: A Neutral's Evolving Perspective

United States Technology

J

JAMS

The Empty Chair At Johannesburg: What It Says About US Power

United States International

SJ

Steptoe LLP

Signed, Sealed, But Not Delivered? Don't Wonder About Taxes Under New Postal Service Rules

United States Tax

N

Nossaman LLP

What Foundations And Other Nonprofits Need To Know About The Foreign Agents Registration Act

United States Government

W

WilmerHale

Don't Get Caught By Surprise When It's Gametime: Your Pre-IPO Preparedness Primer

The "uplift" process to meet PCAOB standards can be burdensome and time-consuming, requiring two or three years of compliant audited financial statements...

United States Commercial

SR

McDermott Will & Schulte

Foreign Private Issuers Are Now Subject To Insider Reporting Obligations Under U.S. Securities Laws

On December 18, 2025, President Trump signed the National Defense Authorization Act for Fiscal Year 2026 (the "NDAA"), which contains an amendment to Section 16(a) of the Securities Exchange Act of 1934 (the "Exchange Act").

United States Commercial

ML

Milbank LLP

Meeting The Growing Demand For Data-driven Proof Of Compliance Effectiveness

Authorities are increasingly requiring companies to demonstrate the effectiveness of compliance programs through data-driven evidence rather than narrative descriptions.

Worldwide Criminal

AO

A&O Shearman

SEC Provides Two-year Extension On Short Sale Reporting And Securities Lending Compliance

On December 3, 2025, the US Securities and Exchange Commission (SEC) announced additional temporary exemptive relief from compliance with Securities Exchange Act of 1934...

United States Finance

SR

McDermott Will & Schulte

SBA Issues Suspension Notices And New Formal Guidance Eliminating Race-Based Presumptions In Its 8(a) Business Development Program

United States Commercial

CH

Clark Hill

Innovating With Confidence: From Idea To Impact In 2026

United States Commercial

FL

Fennemore

FTC Warns Companies Of Potential Violations Of The Consumer Review Rule (Podcast)

United States Commercial

KD

Kelley Drye & Warren LLP

CTA Reporting Remains Voluntary Despite Supreme Court Decision

United States Commercial

HM

Honigman

The Latest Pandora's Box: What You Need To Know Now About State EPR Laws

United States Environment

HK

Holland & Knight

White House Issues Executive Order On Acquisition Of Single-Family Homes By Institutional Investors

United States Real Estate

D

Dechert

Nasdaq Proposes US$5 Million Market Value Continued Listing Requirement

United States Commercial

D

Dechert

SFO Revamps Its Corporate Compliance Guidance

United States Criminal

D

Dechert

FY2026 NDAA: A Commercial Reset For Defense Contracting

United States Government

PL

Polsinelli LLP

Streamlined DOJ Resolutions: Declinations, NPAs, And DPAs Explained — EnforceMintz

United States Commercial

M

Mintz

Nasdaq Proposes US$5 Million Market Value Continued Listing Requirement

Nasdaq is proposing to adopt new listing rules to require companies listed on the Nasdaq Global and Capital Markets to maintain a minimum market value of at least US$5 million.

United States Commercial

D

Dechert

SFO Revamps Its Corporate Compliance Guidance

The Guidance acknowledges that beyond the existing Bribery Act Guidance and Failure to Prevent Fraud Guidance there is no formal guidance or interpretation of what constitutes adequate or reasonable procedures or an effective compliance program.

United States Criminal

D

Dechert

FY2026 NDAA: A Commercial Reset For Defense Contracting

The National Defense Authorization Act (NDAA) for Fiscal Year 2026 includes some of the most contractor-friendly reforms in decades for commercial companies...

United States Government

PL

Polsinelli LLP

Streamlined DOJ Resolutions: Declinations, NPAs, And DPAs Explained — EnforceMintz

Department of Justice (DOJ)'s revised Corporate Enforcement Policy (May 2025) expands incentives for voluntary self-disclosure and clarifies pathways to NPAs and DPAs — critical for companies facing enforcement risk.

United States Commercial

M

Mintz

Oracle Java Licensing Enforcement: How "Friendly Outreach" Is Driving Significant Compliance Risk

United States Commercial

TG

Tactical Law Group LLP

Algorithmic Pricing Risk: Business Implications From California's New Law And Beyond

As of January 1, 2026, California's AB 325 fundamentally reshapes the legal landscape for algorithmic pricing.

United States Anti-trust

JW

Jones Walker

FINRA Raises Concerns About Recommendations Of Variable Annuities And RILAs

The Financial Industry Regulatory Authority, Inc. ("FINRA") 2025 Annual Regulatory Oversight Report (the "2025 Report") includes a discussion on FINRA's concerns about recommendations of variable annuities...

United States Commercial

MB

Mayer Brown

IRS Releases Final And Proposed Regulations Affecting The Taxation Of Foreign Governments

On December 15, 2025, the US Department of the Treasury and the Internal Revenue Service (IRS) published final regulations and proposed regulations under Section 892 of the Internal Revenue Code...

United States Tax

SR

McDermott Will & Schulte

A Structured Products Primer On The Uses Of Rule 424(b) And Rule 433

Rules 424(b) and Rule 433 under the Securities Act of 1933 ("Securities Act") are the two primary filing mechanisms for preliminary offering disclosures in the structured note market.

United States Commercial

MB

Mayer Brown

Serving As A Fiduciary For Sanctioned Clients? OFAC's Recent Enforcement Action Is A Warning Shot

United States Commercial

KM

Katten Muchin Rosenman LLP

FinReg Timeline 2026

United States Finance

PR

Proskauer Rose LLP

2026 Investment Adviser Compliance Calendar

United States Commercial

RM

Rich May

Weil Private Funds Regulatory Review

United States Commercial

WG

Weil, Gotshal & Manges LLP

SEC Risk Alert Highlights Examination Pratfalls Under The Marketing Rule

United States Media & IT

SR

Shulman Rogers

Defining Small: SEC Proposal Could Shift Regulatory Burdens For Advisers And Investment Companies

United States Commercial

KM

Katten Muchin Rosenman LLP

After Ninth Circuit's SB 261 Oral Argument: Where First Amendment Line May Land For Climate-Risk Disclosure

United States Commercial

FB

FBT Gibbons

Enabling Deception Has Consequences — Even Years Later

United States Consumer

FK

Frankfurt Kurnit Klein & Selz

A Guide For Foreign Companies After FCPA Pause: Maintaining Strong Compliance Through Shifting US Expectations

United States Commercial

BT

Barnes & Thornburg LLP

New York LLC Transparency Act: Reporting Limited To Non-U.S. LLCs

United States Commercial

HK

Holland & Knight

Recent Decisions Quashing DOJ Administrative Subpoenas Provide A Roadmap For Companies Facing DEI-Focused False Claims Act Investigations

United States Commercial

W

WilmerHale

CTA UPDATE: Eleventh Circuit Declares CTA Constitutional; Beneficial Ownership Reporting Requirements Remain Unchanged

United States Government

GT

Greenberg Traurig, LLP

FDA Is Open To The Idea Of Possible Regulatory Flexibility For Cell And Gene Therapies On A Case-by-Case Basis…Where Appropriate

United States Healthcare

HP

Hyman, Phelps, & McNamara

SEC Proposes Expanded "Small Entity" Definitions For Purposes Of The Regulatory Flexibility Act

United States Commercial

PR

Proskauer Rose LLP

Why Foreign Companies Should Not DIY A U.S. LLC

United States Commercial

HS

Harris Sliwoski

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Highlighted Content

DHS Audit Of CBP's Centers Of Excellence And Expertise Yields Evidence Of Mismanagement

United States International

BG

Braumiller Law Group, PLLC

OFAC Enforcement Trends – Lack Of Due Diligence In Mergers And Acquisitions

United States International

BG

Braumiller Law Group, PLLC

Complying With BIS's Advanced Computing And Semiconductor Manufacturing Rules – Knowledge, Due Diligence, And Technology Thresholds

United States Commercial

BG

Braumiller Law Group, PLLC

Primer On Forced Labor Enforcement For U.S. Importers

United States International

BG

Braumiller Law Group, PLLC

Forced Labor Due Diligence – Supply Chain Tracing Requirements To Comply With UFLPA, Withhold Release Orders, And More

United States Commercial

BG

Braumiller Law Group, PLLC

Antiboycott Compliance For U.S. Companies

United States Commercial

BG

Braumiller Law Group, PLLC

New Importer, Old Baggage - Successor Liability For Antidumping & Countervailing Duties

United States International

BG

Braumiller Law Group, PLLC

Customs And Border Protection's Recent FAQs On Forced Labor Enforcement Demonstrates The Growing Need For Forced Labor Compliance

United States International

BG

Braumiller Law Group, PLLC

Latest Videos

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Cultural Flashpoints Vidcast: Conversations That Matter (Video)

SS

Seyfarth Shaw LLP

Culture & Compliance Chronicles: Inside The Wirecard Scandal—Whistleblowing, Retaliation & Reform With Pav Gill (Podcast)

RG

Ropes & Gray LLP

Cybersecurity Awareness Month 2025: Legal Risks, Data360, And Practical Strategies (Video)

LS

Lowenstein Sandler

S6:E3 | The Impact Of Mentorship In Compliance | Compliance In Context (Podcast)

CH

Calfee Halter & Griswold

Engaging With Vendors For Faith-Based Orgs — Clarity, Compliance, And Stewardship (Video)

MB

Michael Best

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